SEC Form 4 · accession 0000821127-15-000072

BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief HR Officer

Period of report

Mar 20, 2015

Accepted (ET)

May 19, 2015 · 5:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000821127

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	May 15, 2015	M	5,117	$12.43	A	60,223	D
Common Stock^F2	May 15, 2015	F	1,655	$12.43	D	58,568	D
Common Stock^F3	May 15, 2015	F	1,664	$12.43	D	56,904	D
Common Stock^F4	May 15, 2015	A	5,921	$12.43	A	62,825	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F5,F1	$9.82	May 15, 2015	M	5,117	D	—	—	Common Stock	5,117	2,520	D
Performance Shares^F5,F6	$9.82	Mar 20, 2015	D	2,520	D	—	—	Common Stock	2,520	0	D
Performance Shares^F7	$12.43	May 15, 2015	A	8,881	A	—	—	Common Stock	8,881	8,881	D

F1These represent the vested performance shares for the 2012-2014 performance period. The Reporting Person earned 65% of the targeted performance shares based on return on average common equity performance.
F2Forfeiture of shares to satisfy tax obligations related to restricted shares that were granted to Reporting Person on May 15, 2012 and vested on May 15, 2015.
F3Forfeiture of shares to satisfy tax obligations related to performance shares that were granted to Reporting Person on May 15, 2012 and vested on May 15, 2015.
F4This grant of restricted stock vest May 15, 2018.
F5May 15, 2012 close price - 30 day share price (30 day trailing trading days from April 15, 2012).
F6These represent forfeited performance shares for the 2012-2014 performance period. The Reporting Person earned 65% of the targeted performance shares based on return of common equity performance.
F7Performance shares vest based on the Company's performance for the period January 1, 2015 through December 31, 2017.