SEC Form 4 · accession 0000821127-15-000066
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Regan
Officer — Controller
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | F | 2,041 | $12.43 | D | 46,891 | D | |
| Common StockF2 | May 15, 2015 | A | 2,920 | $12.43 | A | 49,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF3 | $12.43 | May 15, 2015 | A | 4,380 | A | — | — | Common Stock | 4,380 | 4,380 | D |
Explanation of responses
- F1Forfeiture of shares to satisfy tax obligations related to restricted shares that were granted to Reporting Person on May 15, 2012 and vested on May 15, 2015.
- F2This grant of restricted stock vests May 15, 2018.
- F3Performance shares vest based on the Company's performance for the period January 1, 2015 through December 31, 2017.