SEC Form 4 · accession 0000821127-15-000013
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Thompson
Officer — CEO Boston Private Bank · Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | A | 23,715 | $12.65 | A | 481,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $12.65 | Feb 9, 2015 | A | 35,573 | A | — | — | Common Stock | 35,573 | 35,573 | D |
Explanation of responses
- F1This grant of restricted stock will vest in three equal annual installments beginning on February 9, 2018 with the final installment vesting on February 9, 2020.
- F2Performance shares vest three years from the grant date based on the Company's performance for the period of January 1, 2015 through December 31, 2017.