SEC Form 4 · accession 0000821127-15-000011
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Regan
Officer — Controller
Period of report
Dec 31, 2014
Accepted (ET)
Feb 4, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | J | 725 | $11.45 | A | 42,399 | D | |
| Common Stock | Feb 3, 2016 | M | 6,533 | $7.94 | A | 48,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $7.94 | Feb 3, 2016 | M | 6,533 | D | May 14, 2011 | May 14, 2020 | Common Stock | 6,533 | 0 | D |
Explanation of responses
- F1Shares acquired through Company's Employee Stock Purchase Plan.
- F2Options vest in three installments beginning on the first anniversay of the date of grant.