SEC Form 4 · accession 0001209191-19-012018
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Hoelter
Officer — Corporate Controller
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 20, 2019 | J | 12 | $35.24 | A | 2,394 | D | |
| COMMON STOCK | Feb 20, 2019 | F | 5 | $35.24 | D | 2,389 | D | |
| PERFORMANCE SHARE UNIT (TSR) (2019) | Feb 20, 2019 | J | 243 | $0.00 | D | 11 | D | |
| PERFORMANCE SHARE UNIT (TSR) (2019) | Feb 20, 2019 | J | 1 | $0.00 | A | 12 | D | |
| PERFORMANCE SHARE UNIT (TSR) (2019) | Feb 20, 2019 | J | 12 | $0.00 | D | 0 | D | |
| PERFORMANCE SHARE UNIT (EPS) (2019)F5 | holding | — | — | — | 254 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2020)F5 | holding | — | — | — | 176 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2021)F5 | holding | — | — | — | 474 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2020)F6 | holding | — | — | — | 176 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2021)F6 | holding | — | — | — | 474 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received from vesting of PSU (Performance Share Unit). Agreement allows 75 days from performance end date to issue shares.
- F2PSU Vesting for fewer than originally allocated shares. Excess shares are being cancelled.
- F3Dividend equivalent received.
- F4PSU Vested.
- F5Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F6Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.