SEC Form 4/A · accession 0001209191-18-062908
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel T Anderson
Officer — President, Retail
Period of report
Mar 2, 2017
Accepted (ET)
Dec 17, 2018 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 2, 2017 | A | 1,813 | $0.00 | A | 250,832 | D | |
| PERFORMANCE SHARE UNIT (EPS) (2020)F1 | Mar 2, 2017 | A | 1,814 | $0.00 | A | 1,814 | D | |
| PERFORMANCE SHARE UNIT (TSR) (2020)F2 | Mar 2, 2017 | A | 1,814 | $0.00 | A | 1,814 | D | |
| COMMON STOCK | holding | — | — | — | 26,179 | I | HELD BY RICHARD P. ANDERSON LLC | |
| COMMON STOCK | holding | — | — | — | 20,373 | I | LYNN ANDERSON, SPOUSE, HELD BY RICHARD P. ANDERSON LLC | |
| COMMON STOCK | holding | — | — | — | 1,423 | I | Helen Anderson, child, shares held by Richard P Anderson LLC | |
| COMMON STOCK | holding | — | — | — | 1,423 | I | Dick Anderson, child, shares held by Richard P Anderson LLC | |
| COMMON STOCK | holding | — | — | — | 108,320 | I | The Daniel T. Anderson Irrevocable Family Trust | |
| PERFORMANCE SHARE UNIT (TSR) (2019)F2 | holding | — | — | — | 2,664 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F1 | holding | — | — | — | 2,664 | D | ||
| PERFORMANCE SHARE UNIT (2018)F1 | holding | — | — | — | 3,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. These shares were cancelled prior to the amended filing date.
- F2Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period. These shares were cancelled prior to the amended filing date.