SEC Form 4/A · accession 0001209191-18-032862
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anne G Rex
Officer — VP & Corporate Controller
Period of report
Mar 1, 2018
Accepted (ET)
May 24, 2018 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PERFORMANCE SHARE UNIT (EPS) (2021)F1 | Mar 1, 2018 | A | 1,498 | $0.00 | A | 1,498 | D | |
| PERFORMANCE SHARE UNIT (TSR) (2021)F1 | Mar 1, 2018 | A | 1,498 | $0.00 | A | 1,498 | D | |
| COMMON STOCK | holding | — | — | — | 18,327 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F2 | holding | — | — | — | 1,754 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2020)F2 | holding | — | — | — | 1,270 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F3 | holding | — | — | — | 1,754 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2020)F3 | holding | — | — | — | 1,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stated incorrect number shares on previous filing.
- F2Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F3Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.