SEC Form 4 · accession 0001209191-17-016494
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rasesh H Shah
Officer — President, Rail Group
Period of report
Mar 2, 2017
Accepted (ET)
Mar 2, 2017 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 2, 2017 | A | 2,720 | $0.00 | A | 50,999 | D | |
| PERFORMANCE SHARE UNIT (EPS) (2020)F1 | Mar 2, 2017 | A | 2,720 | $0.00 | A | 2,720 | D | |
| PERFORMANCE SHARE UNIT (TSR) (2020)F2 | Mar 2, 2017 | A | 2,720 | $0.00 | A | 2,720 | D | |
| COMMON STOCK | holding | — | — | — | 648 | I | Held in Trust, Rasesh H. Shah Irrevocable Trust | |
| PERFORMANCE SHARE UNIT (2018)F1 | holding | — | — | — | 3,770 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F1 | holding | — | — | — | 3,916 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F2 | holding | — | — | — | 3,916 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F2Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.