SEC Form 4 · accession 0001209191-16-154095
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Anderson
Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 7, 2016 | G | 530 | $41.30 | D | 417,961 | D | |
| COMMON STOCK | holding | — | — | — | 150,138 | I | Mrs. Carol H. Anderson-spouse | |
| PERFORMANCE SHARE UNIT (2017)F1 | holding | — | — | — | 13,400 | D | ||
| PERFORMANCE SHARE UNIT (2018)F1 | holding | — | — | — | 17,740 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.