SEC Form 4 · accession 0001209191-16-145690
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Granato
Officer — CFO
Period of report
Sep 2, 2016
Accepted (ET)
Oct 12, 2016 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 2, 2016 | J | 5 | $37.66 | A | 18,316 | D | |
| COMMON STOCK | Sep 16, 2016 | J | 5 | $35.40 | A | 18,321 | D | |
| COMMON STOCK | Sep 30, 2016 | J | 5 | $35.33 | A | 18,327 | D | |
| PERFORMANCE SHARE UNIT (2017)F2 | holding | — | — | — | 4,000 | D | ||
| PERFORMANCE SHARE UNIT (2018)F2 | holding | — | — | — | 6,758 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F2 | holding | — | — | — | 6,658 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F3 | holding | — | — | — | 6,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition pursuant to Rule 16b-3(c)
- F2Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F3Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.