SEC Form 4 · accession 0001209191-16-135648
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Reed
Officer — Chief Operating Officer
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 3, 2016 | F | 1,507 | $36.98 | D | 47,068 | D | |
| COMMON STOCK | holding | — | — | — | 1,226 | I | IRA FBO HAROLD M. REED | |
| COMMON STOCK | holding | — | — | — | 1,208 | I | IRA FBO KELLEEN E. REED | |
| COMMON STOCK | holding | — | — | — | 55,563 | I | Held in Trust, Harold M. Reed Irrevocable Trust | |
| PERFORMANCE SHARE UNIT (2017)F1 | holding | — | — | — | 7,800 | D | ||
| PERFORMANCE SHARE UNIT (2018)F1 | holding | — | — | — | 10,074 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.