SEC Form 4 · accession 0001209191-16-132873
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neill C McKinstray
Officer — President, Ethanol Group
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 13, 2016 | F | 156 | $35.01 | D | 55,122 | D | |
| COMMON STOCK | Jul 13, 2016 | F | 2,345 | $35.01 | D | 52,777 | D | |
| PERFORMANCE SHARE UNIT (2018)F1 | holding | — | — | — | 6,272 | D | ||
| COMMON STOCK | holding | — | — | — | 2,378 | I | Held by Spouse | |
| PERFORMANCE SHARE UNIT (2017)F1 | holding | — | — | — | 2,950 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F1 | holding | — | — | — | 5,326 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F2 | holding | — | — | — | 5,326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F2Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.