SEC Form 4 · accession 0001209191-16-129016
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wolf
Officer — President, Plant Nutrients Grp
Period of report
Oct 22, 2012
Accepted (ET)
Jun 21, 2016 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 24, 2012 | J | 49 | $43.11 | A | 14,032 | D | |
| COMMON STOCK | Apr 23, 2012 | J | 50 | $48.836 | A | 16,212 | D | |
| COMMON STOCK | Jul 23, 2012 | J | 66 | $36.6429 | A | 16,278 | D | |
| COMMON STOCK | Oct 22, 2012 | J | 50 | $37.10 | A | 16,328 | D | |
| COMMON STOCK | Jan 23, 2013 | J | 43 | $46.4995 | A | 16,796 | D | |
| COMMON STOCK | Apr 22, 2013 | J | 37 | $52.2243 | A | 16,870 | D | |
| COMMON STOCK | Jul 22, 2013 | J | 33 | $58.889 | A | 16,903 | D | |
| COMMON STOCK | Aug 28, 2013 | S | 1 | $66.31 | D | 16,902 | D | |
| COMMON STOCK | Oct 22, 2013 | J | 8 | $72.6116 | A | 17,985 | D | |
| COMMON STOCK | Jan 23, 2014 | J | 7 | $85.55 | A | 18,434 | D | |
| COMMON STOCK | Feb 18, 2014 | J | 171 | $0.00 | A | 18,605 | D | |
| COMMON STOCK | Apr 22, 2014 | J | 11 | $63.7266 | A | 31,428 | D | |
| COMMON STOCK | Jul 22, 2014 | J | 12 | $56.07 | A | 31,440 | D | |
| COMMON STOCK | Oct 22, 2014 | J | 11 | $59.7101 | A | 31,452 | D | |
| COMMON STOCK | Jan 23, 2015 | J | 18 | $46.8918 | A | 30,388 | D | |
| COMMON STOCK | Apr 22, 2015 | J | 5 | $42.50 | A | 35,576 | D | |
| COMMON STOCK | Jul 22, 2015 | J | 6 | $36.24 | A | 35,582 | D | |
| COMMON STOCK | Oct 22, 2015 | J | 6 | $35.9566 | A | 35,587 | D | |
| COMMON STOCK | Jan 25, 2016 | J | 9 | $26.6794 | A | 35,414 | D | |
| COMMON STOCK | Apr 22, 2016 | J | 2 | $33.6633 | A | 39,053 | D | |
| PERFORMANCE SHARE UNIT (2017)F3 | holding | — | — | — | 2,950 | D | ||
| PERFORMANCE SHARE UNIT (2018)F3 | holding | — | — | — | 4,416 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F3 | holding | — | — | — | 3,636 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F4 | holding | — | — | — | 3,636 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reinvestment of dividend - No form filed at that time.
- F2Shares received as a result of a 3-for-2 stock split on February 18, 2014. No form filed at that time.
- F3Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F4Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.