SEC Form 4 · accession 0001209191-16-129012
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara Sue Sparks
Officer — VP,Corp.Relations/BusinessAnal
Period of report
Jul 22, 2013
Accepted (ET)
Jun 21, 2016 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 22, 2013 | J | 4 | $58.889 | A | 4,626 | D | |
| COMMON STOCK | Oct 22, 2013 | J | 4 | $72.6116 | A | 4,345 | D | |
| COMMON STOCK | Jan 23, 2014 | J | 3 | $85.55 | A | 4,240 | D | |
| COMMON STOCK | Feb 18, 2014 | J | 5 | $0.00 | A | 4,245 | D | |
| COMMON STOCK | Apr 22, 2014 | J | 4 | $63.7266 | A | 7,298 | D | |
| COMMON STOCK | Jul 22, 2014 | J | 5 | $56.07 | A | 7,303 | D | |
| COMMON STOCK | Oct 6, 2014 | S | 0 | $62.46 | D | 7,303 | D | |
| COMMON STOCK | Oct 22, 2014 | J | 2 | $59.7101 | A | 7,305 | D | |
| COMMON STOCK | Jan 22, 2015 | J | 4 | $46.8918 | A | 8,007 | D | |
| COMMON STOCK | Apr 22, 2015 | J | 1 | $42.85 | A | 10,607 | D | |
| COMMON STOCK | Jul 22, 2015 | J | 1 | $36.42 | A | 10,608 | D | |
| COMMON STOCK | Oct 22, 2015 | J | 1 | $35.9566 | A | 10,609 | D | |
| COMMON STOCK | Jan 25, 2016 | J | 2 | $26.6794 | A | 10,462 | D | |
| COMMON STOCK | Apr 22, 2016 | J | 1 | $33.6633 | A | 11,648 | D | |
| COMMON STOCK | holding | — | — | — | 1,483 | I | Held by Spouse | |
| PERFORMANCE SHARE UNIT (2017)F3 | holding | — | — | — | 780 | D | ||
| PERFORMANCE SHARE UNIT (2017)F3 | holding | — | — | — | 250 | I | Held by spouse | |
| PERFORMANCE SHARE UNIT (2018)F3 | holding | — | — | — | 996 | D | ||
| PERFORMANCE SHARE UNIT (2018)F3 | holding | — | — | — | 320 | I | Held by Spouse | |
| PERFORMANCE SHARE UNIT (EPS) (2019)F3 | holding | — | — | — | 1,186 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F3 | holding | — | — | — | 272 | I | Held by Spouse | |
| PERFORMANCE SHARE UNIT (TSR) (2019)F4 | holding | — | — | — | 1,186 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F4 | holding | — | — | — | 272 | I | Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reinvestment of dividend - No form filed at that time.
- F2Shares received as a result of a 3-for-2 stock split on February 18, 2014. No form filed at that time.
- F3Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F4Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.