SEC Form 4 · accession 0001209191-16-116585
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Granato
Officer — CFO
Period of report
Apr 1, 2016
Accepted (ET)
May 2, 2016 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Apr 1, 2016 | J | 9 | $31.06 | A | 18,206 | D | |
| COMMON STOCK | Apr 15, 2016 | J | 10 | $32.68 | A | 18,216 | D | |
| COMMON STOCK | Apr 22, 2016 | J | 3 | $33.56 | A | 18,219 | D | |
| COMMON STOCK | Apr 29, 2016 | J | 10 | $33.40 | A | 18,229 | D | |
| PERFORMANCE SHARE UNIT (2017)F3 | holding | — | — | — | 4,000 | D | ||
| PERFORMANCE SHARE UNIT (2018)F3 | holding | — | — | — | 6,758 | D | ||
| PERFORMANCE SHARE UNIT (EPS) (2019)F3 | holding | — | — | — | 6,658 | D | ||
| PERFORMANCE SHARE UNIT (TSR) (2019)F4 | holding | — | — | — | 6,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition pursuant to Rule 16b-3(c)
- F2Reinvestment of dividend
- F3Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- F4Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.