SEC Form 4 · accession 0001209191-16-090727
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rasesh H Shah
Officer — President, Rail Group
Period of report
Jan 8, 2016
Accepted (ET)
Jan 11, 2016 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 8, 2016 | J | 470 | $31.63 | A | 45,470 | D | |
| COMMON STOCK | holding | — | — | — | 9,648 | I | Held in Trust, Rasesh H. Shah Irrevocable Trust | |
| PERFORMANCE SHARE UNIT (2016)F2 | holding | — | — | — | 3,225 | D | ||
| PERFORMANCE SHARE UNIT (2017)F3 | holding | — | — | — | 2,950 | D | ||
| PERFORMANCE SHARE UNIT (2018)F3 | holding | — | — | — | 3,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through Section 423 Employee Share Purchase Plan
- F2Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
- F3Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.