SEC Form 4 · accession 0001209191-16-090250
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Lowell Waggoner
Officer — VP, Corp Marketing & Operation
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 7:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 5, 2016 | J | 10 | $31.63 | A | 23,608 | D | |
| COMMON STOCK | Jan 5, 2016 | F | 526 | $31.63 | D | 23,082 | D | |
| PERFORMANCE SHARE UNIT (2016)F2 | holding | — | — | — | 2,475 | D | ||
| PERFORMANCE SHARE UNIT (2017)F3 | holding | — | — | — | 2,570 | D | ||
| PERFORMANCE SHARE UNIT (2018)F3 | holding | — | — | — | 3,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Divident equivalent received.
- F2Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
- F3Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.