SEC Form 4 · accession 0001209191-15-078357
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick E. Bowe
Officer — President & CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 2, 2015 | A | 28,249 | $0.00 | A | 28,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $35.40 | Nov 2, 2015 | A | 325,000 | A | Nov 2, 2016 | Nov 2, 2022 | Common Stock | 325,000 | 325,000 | D |
Explanation of responses
- F1Stock Option granted pursuant to The Andersons, Inc. Non Qualified Stock Option Agreement. Will vest 1/3 per year over 3 years beginning 11/2/2016.