SEC Form 4/A · accession 0001209191-15-027926
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Wolf
Officer — President, Plant Nutrients Grp
Period of report
Jan 12, 2015
Accepted (ET)
Mar 19, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jan 12, 2015 | F | 1,503 | $53.14 | D | 29,824 | D | |
| PERFORMANCE SHARE UNIT (2016)F3 | holding | — | — | — | 3,225 | D | ||
| PERFORMANCE SHARE UNIT (2017)F4 | holding | — | — | — | 2,950 | D | ||
| PERFORMANCE SHARE UNIT (2018)F4 | holding | — | — | — | 4,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SOSAR | $21.83 | holding | — | — | — | Mar 1, 2011 | Apr 1, 2015 | COMMON STOCK | 1,680 | 1,680 | D |
Explanation of responses
- F1Change in shares used for taxes is due to the change in price.
- F2Price changed due to using an incorrect value date.
- F3Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
- F4Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.