SEC Form 4/A · accession 0001209191-15-027914
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Lowell Waggoner
Officer — VP, Corp Marketing & Operation
Period of report
Feb 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 17, 2015 | J | 2,733 | $45.01 | A | 31,429 | D | |
| COMMON STOCKF2,F1 | Feb 17, 2015 | F | 888 | $45.01 | D | 30,541 | D | |
| PERFORMANCE SHARE UNIT (2016)F3 | holding | — | — | — | 2,475 | D | ||
| PERFORMANCE SHARE UNIT (2017)F4 | holding | — | — | — | 2,570 | D | ||
| PERFORMANCE SHARE UNIT (2018)F4 | holding | — | — | — | 3,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price changed due to using an incorrect value date.
- F2Change in shares used for taxes is due to the change in price.
- F3Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
- F4Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.