SEC Form 4/A · accession 0001209191-15-027910

Andersons, Inc. · ANDE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — VP,Corp.Relations/BusinessAnal

Period of report

Feb 17, 2015

Accepted (ET)

Mar 19, 2015 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000821026

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
COMMON STOCK^F1	Feb 17, 2015	J	708	$45.01	A	8,684	D
COMMON STOCK^F2,F1	Feb 17, 2015	F	223	$45.01	D	8,461	D
COMMON STOCK^F1	Feb 17, 2015	J	350	$45.01	A	1,060	I	Held by Spouse
COMMON STOCK^F1	Feb 17, 2015	F	132	$45.01	D	928	I	Held by Spouse
PERFORMANCE SHARE UNIT (2016)^F3	holding	—	—		—	285	I	Held by Spouse
PERFORMANCE SHARE UNIT (2016)^F3	holding	—	—		—	645	D
PERFORMANCE SHARE UNIT (2017)^F4	holding	—	—		—	780	D
PERFORMANCE SHARE UNIT (2017)^F4	holding	—	—		—	250	I	Held by spouse
PERFORMANCE SHARE UNIT (2018)^F4	holding	—	—		—	996	D
PERFORMANCE SHARE UNIT (2018)^F4	holding	—	—		—	320	I	Held by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SOSAR	$21.83	holding	—	—	—	Mar 1, 2011	Apr 1, 2015	COMMON STOCK	1,275	1,275	D
SOSAR	$21.83	holding	—	—	—	Mar 1, 2011	Apr 1, 2015	COMMON STOCK	578	578	I

F1Price of the vesting changed due to utilizing an incorrect value date.
F2Change in shares used for taxes is due to the change in price.
F3Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
F4Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.