SEC Form 4/A · accession 0001209191-15-027840
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel T Anderson
Officer — President, Retail
Period of report
Jan 12, 2015
Accepted (ET)
Mar 19, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jan 12, 2015 | F | 1,087 | $53.14 | D | 255,799 | D | |
| COMMON STOCK | holding | — | — | — | 26,179 | I | HELD BY RICHARD P. ANDERSON LLC | |
| COMMON STOCK | holding | — | — | — | 20,373 | I | LYNN ANDERSON, SPOUSE, HELD BY RICHARD P. ANDERSON LLC | |
| COMMON STOCK | holding | — | — | — | 1,423 | I | Walt Anderson, Child, shares held by Richard P Anderson LLC | |
| COMMON STOCK | holding | — | — | — | 1,423 | I | Helen Anderson, child, shares held by Richard P Anderson LLC | |
| COMMON STOCK | holding | — | — | — | 1,423 | I | Dick Anderson, child, shares held by Richard P Anderson LLC | |
| COMMON STOCK | holding | — | — | — | 108,320 | I | The Daniel T. Anderson Irrevocable Family Trust | |
| PERFORMANCE SHARE UNIT (2016)F3 | holding | — | — | — | 2,475 | D | ||
| PERFORMANCE SHARE UNIT (2017)F4 | holding | — | — | — | 2,570 | D | ||
| PERFORMANCE SHARE UNIT (2018)F4 | holding | — | — | — | 3,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Change in shares used for taxes is due to the change in price.
- F2Price changed due to using an incorrect value date.
- F3Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
- F4Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.