SEC Form 4 · accession 0001209191-15-025592
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Lowell Waggoner
Officer — VP, Corp Marketing & Operation
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 11, 2015 | S | 100 | $39.05 | D | 23,854 | D | |
| COMMON STOCK | Mar 11, 2015 | S | 300 | $39.12 | D | 23,554 | D | |
| COMMON STOCK | Mar 11, 2015 | S | 200 | $39.13 | D | 23,354 | D | |
| PERFORMANCE SHARE UNIT (2016)F1 | holding | — | — | — | 2,475 | D | ||
| PERFORMANCE SHARE UNIT (2017)F1 | holding | — | — | — | 2,570 | D | ||
| PERFORMANCE SHARE UNIT (2018)F1 | holding | — | — | — | 3,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.