SEC Form 4 · accession 0001209191-15-022810

Andersons, Inc. · ANDE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Retail

Period of report

Mar 4, 2015

Accepted (ET)

Mar 5, 2015 · 1:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000821026

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
COMMON STOCK	Mar 4, 2015	M	6,450	$21.83	A	265,542	D
COMMON STOCK	Mar 4, 2015	F	4,282	$43.88	D	261,260	D
COMMON STOCK	holding	—	—		—	26,179	I	HELD BY RICHARD P. ANDERSON LLC
COMMON STOCK	holding	—	—		—	20,373	I	LYNN ANDERSON, SPOUSE, HELD BY RICHARD P. ANDERSON LLC
COMMON STOCK	holding	—	—		—	1,423	I	Walt Anderson, Child, shares held by Richard P Anderson LLC
COMMON STOCK	holding	—	—		—	1,423	I	Helen Anderson, child, shares held by Richard P Anderson LLC
COMMON STOCK	holding	—	—		—	1,423	I	Dick Anderson, child, shares held by Richard P Anderson LLC
COMMON STOCK	holding	—	—		—	108,320	I	The Daniel T. Anderson Irrevocable Family Trust
PERFORMANCE SHARE UNIT (2016)^F1	holding	—	—		—	2,475	D
PERFORMANCE SHARE UNIT (2017)^F2	holding	—	—		—	2,570	D
PERFORMANCE SHARE UNIT (2018)^F2	holding	—	—		—	3,142	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SOSAR	$21.83	Mar 4, 2015	M	6,450	D	Mar 1, 2011	Apr 1, 2015	COMMON STOCK	6,450	0	D

F1Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
F2Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.