SEC Form 4 · accession 0001209191-15-015801
Andersons, Inc. · ANDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Rasesh H Shah
Officer — President, Rail Group
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 17, 2015 | J | 3,581 | $53.14 | A | 42,486 | D | |
| COMMON STOCK | Feb 17, 2015 | F | 1,146 | $53.14 | A | 43,632 | D | |
| PERFORMANCE SHARE UNIT (2015) | Feb 17, 2015 | J | 3,581 | $0.00 | D | 0 | D | |
| COMMON STOCK | holding | — | — | — | 19,648 | I | Held in Trust, Rasesh H. Shah Irrevocable Trust | |
| PERFORMANCE SHARE UNIT (2016)F3 | holding | — | — | — | 3,225 | D | ||
| PERFORMANCE SHARE UNIT (2017)F4 | holding | — | — | — | 2,950 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received from vesting of PSU (Performance Share Unit). Agreement allows 75 days from performance end date to issue shares.
- F2PSU Vested.
- F3Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
- F4Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.