SEC Form 4 · accession 0001209191-15-014409

Andersons, Inc. · ANDE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Retail

Period of report

Feb 13, 2015

Accepted (ET)

Feb 17, 2015 · 3:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000821026

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
PERFORMANCE SHARE UNIT (2015)	Feb 13, 2015	J	1,117	$0.00	D	2,733	D
COMMON STOCK	holding	—	—		—	255,693	D
COMMON STOCK	holding	—	—		—	26,179	I	HELD BY RICHARD P. ANDERSON LLC
COMMON STOCK	holding	—	—		—	1,423	I	Walt Anderson, Child, shares held by Richard P Anderson LLC
COMMON STOCK	holding	—	—		—	1,423	I	Helen Anderson, child, shares held by Richard P Anderson LLC
COMMON STOCK	holding	—	—		—	1,423	I	Dick Anderson, child, shares held by Richard P Anderson LLC
COMMON STOCK	holding	—	—		—	108,320	I	The Daniel T. Anderson Irrevocable Family Trust
PERFORMANCE SHARE UNIT (2016)^F2	holding	—	—		—	2,475	D
PERFORMANCE SHARE UNIT (2017)^F3	holding	—	—		—	2,570	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SOSAR	$21.83	holding	—	—	—	Mar 1, 2011	Apr 1, 2015	COMMON STOCK	6,450	6,450	D

F1PSU Vesting for fewer than originally allocated shares. Excess shares are being cancelled.
F2Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
F3Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.