SEC Form 4 · accession 0001209191-15-003829

Andersons, Inc. · ANDE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — VP,Corp.Relations/BusinessAnal

Period of report

Jan 12, 2015

Accepted (ET)

Jan 13, 2015 · 10:01 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000821026

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
COMMON STOCK	Jan 12, 2015	F	361	$54.37	D	7,917	D
COMMON STOCK	Jan 12, 2015	F	166	$54.37	D	710	I	Held by Spouse
PERFORMANCE SHARE UNIT (2015)^F1	holding	—	—		—	971	D
PERFORMANCE SHARE UNIT (2015)^F1	holding	—	—		—	481	I	Held by Spouse
PERFORMANCE SHARE UNIT (2016)^F2	holding	—	—		—	285	I	Held by Spouse
PERFORMANCE SHARE UNIT (2016)^F2	holding	—	—		—	645	D
PERFORMANCE SHARE UNIT (2017)^F1	holding	—	—		—	780	D
PERFORMANCE SHARE UNIT (2017)^F1	holding	—	—		—	250	I	Held by spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SOSAR	$21.83	holding	—	—	—	Mar 1, 2011	Apr 1, 2015	COMMON STOCK	1,275	1,275	D
SOSAR	$21.83	holding	—	—	—	Mar 1, 2011	Apr 1, 2015	COMMON STOCK	578	578	I

F1Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
F2Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.