SEC Form 4/A · accession 0001127602-15-013166
G III APPAREL GROUP LTD /DE/ · GIII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Brosig
Director
Period of report
Sep 24, 2012
Accepted (ET)
Apr 1, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Sep 24, 2012 | M | 500 | $5.03 | A | 4,500 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 24, 2012 | S | 500 | $36.5039 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | M | 100 | $5.03 | A | 4,100 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | S | 100 | $36.5497 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | M | 1,200 | $8.20 | A | 5,200 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | S | 1,200 | $36.5497 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | M | 1,800 | $18.63 | A | 5,800 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | S | 1,800 | $36.5497 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | M | 1,800 | $15.41 | A | 5,800 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | S | 1,800 | $36.5497 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | M | 1,800 | $11.10 | A | 5,800 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | S | 1,800 | $36.5497 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | M | 1,200 | $25.01 | A | 5,200 | D | |
| Common Stock, Par Value $.01 Per Share | Sep 25, 2012 | S | 1,200 | $36.5497 | D | 4,000 | D | |
| Common Stock, Par Value $.01 Per ShareF1 | Sep 25, 2012 | S | 400 | $36.5497 | D | 3,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.03 | Sep 24, 2012 | M | 500 | D | Jun 10, 2006 | Jun 10, 2015 | Common Stock | 500 | 100 | D |
| Stock Option (Right to Buy)F2 | $5.03 | Sep 25, 2012 | M | 100 | D | Jun 10, 2006 | Jun 10, 2015 | Common Stock | 100 | 0 | D |
| Stock Option (Right to Buy)F3 | $8.20 | Sep 25, 2012 | M | 1,200 | D | Jun 9, 2007 | Jun 9, 2016 | Common Stock | 1,200 | 0 | D |
| Stock Option (Right to Buy)F3 | $18.63 | Sep 25, 2012 | M | 1,800 | D | Jun 8, 2008 | Jun 8, 2017 | Common Stock | 1,800 | 0 | D |
| Stock Option (Right to Buy)F3 | $15.41 | Sep 25, 2012 | M | 1,800 | D | Jun 9, 2009 | Jun 9, 2018 | Common Stock | 1,800 | 600 | D |
| Stock Option (Right to Buy)F3 | $11.10 | Sep 25, 2012 | M | 1,800 | D | Jun 10, 2010 | Jun 10, 2019 | Common Stock | 1,800 | 1,200 | D |
| Stock Option (Right to Buy) | $25.01 | Sep 25, 2012 | M | 1,200 | D | Jun 9, 2011 | Jun 9, 2020 | Common Stock, Par Value $.01 Per Share | 1,200 | 1,800 | D |
Explanation of responses
- F1This amount of shares was inadvertently not reported at the time the form 4 was filed
- F2These options are currently exercisable and vested in equal amounts on each of the first five anniversary dates of the date of the grant.
- F3The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date.