SEC Form 4 · accession 0001658035-16-000002
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Robert Bashaw II
Officer — Interim General Counsel
Period of report
Nov 5, 2016
Accepted (ET)
Nov 8, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2016 | A | 5,952 | $27.00 | A | 21,927 | D | |
| Common Stock | holding | — | — | — | 1,400 | I | By Spouse | |
| Common Stock | holding | — | — | — | 40 | I | By Daughter | |
| Common Stock | holding | — | — | — | 20 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $27.00 | Nov 5, 2016 | A | 14,820 | A | — | Nov 5, 2026 | Common Stock | 14,820 | 14,820 | D |
Explanation of responses
- F1Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on November 5, 2017.
- F2These options vest in four equal annual installments beginning on November 5, 2017.