SEC Form 4 · accession 0001624339-17-000007
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Wagner
Officer — VP, Human Resources
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 4,444 | $12.795 | A | 53,246 | D | |
| Common Stock | Nov 30, 2017 | M | 2,133 | $12.075 | A | 55,379 | D | |
| Common StockF2 | Nov 30, 2017 | S | 6,277 | $47.6099 | D | 49,102 | D | |
| Common StockF3 | Nov 30, 2017 | S | 300 | $48.1333 | D | 48,802 | D | |
| Common StockF4 | holding | — | — | — | 500 | I | By Father |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $12.795 | Nov 30, 2017 | M | 4,444 | D | — | Nov 10, 2018 | Common Stock | 4,444 | 8,890 | D |
| Option (Right to Buy)F6 | $12.075 | Nov 30, 2017 | M | 2,133 | D | — | Aug 15, 2019 | Common Stock | 2,133 | 4,267 | D |
Explanation of responses
- F1The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.
- F2Represents the weighted average of multiple sale transactions ranging in price from $47.1000 to $48.0500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F3Represents the weighted average of mulitple sale transactions ranging in price from $48.1000 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F4The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F5The options vested in full on November 10, 2013.
- F6The options vested in full on August 15, 2014.