SEC Form 4 · accession 0001624339-17-000003
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Wagner
Officer — VP, Human Resources
Period of report
Jul 10, 2017
Accepted (ET)
Jul 11, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2017 | M | 4,444 | $12.795 | A | 45,284 | D | |
| Common Stock | Jul 10, 2017 | S | 4,444 | $36.00 | D | 40,840 | D | |
| Common StockF2 | holding | — | — | — | 500 | I | By Father |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $12.795 | Jul 10, 2017 | M | 4,444 | D | — | Nov 10, 2018 | Common Stock | 4,444 | 8,890 | D |
Explanation of responses
- F1The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.
- F2The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These options vested in full on November 10, 2013.