SEC Form 4 · accession 0001624339-16-000001
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Wagner
Officer — VP, Human Resources
Period of report
Aug 20, 2016
Accepted (ET)
Aug 23, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2016 | A | 5,367 | $21.67 | A | 41,669 | D | |
| Common StockF2 | holding | — | — | — | 500 | I | By Father |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $21.67 | Aug 20, 2016 | A | 13,380 | A | — | Aug 20, 2026 | Common Stock | 13,380 | 13,380 | D |
Explanation of responses
- F1Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These options vest in four equal annual installments beginning on August 20, 2017.