SEC Form 4 · accession 0001562180-19-001868

COHERENT CORP. · COHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 11, 2019

Accepted (ET)

Mar 12, 2019 · 1:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000820318

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 11, 2019	M	30,000	$12.075	A	192,647	D
Common Stock^F2	Mar 11, 2019	S	30,000	$39.62	D	162,647	D
Common Stock^F3	holding	—	—		—	137,157	I	By GRATs
Common Stock^F3	holding	—	—		—	285,401	I	By Spousal Limited Access Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F4,F5	$12.075	Mar 11, 2019	M	30,000	D	—	Aug 15, 2019	Common Stock	30,000	20,050	D

F1The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
F2Represents the weighted average of multiple sale transactions ranging in price from $39.53 to $39.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F5The options fully vested on August 15, 2009.