SEC Form 4 · accession 0001343837-18-000001
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Mattera Jr.
Officer — President & CEO · Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 20, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 8,000 | $18.345 | A | 260,335 | D | |
| Common StockF1 | Mar 20, 2018 | S | 8,000 | $47.3423 | D | 252,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $18.345 | Mar 20, 2018 | M | 8,000 | D | — | May 3, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average of multiple sale transactions ranging in price from $47.2770 to $47.4050. The reporting person agrees to provide full information regarding the number of shares at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The grant of these options previously was reported as covering 4,000 shares at an exercise price of $36.69 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- F3These options vested in five equal annual installments beginning on May 3, 2009.