SEC Form 4 · accession 0001343837-17-000005
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Mattera Jr.
Officer — President & CEO · Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2017 | A | 24,048 | $0.00 | A | 252,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $35.25 | Aug 18, 2017 | A | 60,120 | A | — | Aug 18, 2027 | Common Stock | 60,120 | 60,120 | D |
Explanation of responses
- F1These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.
- F2These options will vest in four equal annual installments beginning on August 18, 2018.