SEC Form 4 · accession 0001343837-16-000001
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Mattera Jr.
Officer — President & COO · Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 14, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | M | 12,000 | $10.365 | A | 201,457 | D | |
| Common StockF1 | Jun 14, 2016 | S | 11,000 | $20.0114 | D | 190,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to buy)F2,F3 | $10.365 | Jun 14, 2016 | M | 12,000 | D | — | Aug 12, 2016 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $19.85 to $20.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The options previously were reported as covering 6,000 shares at an exercise price of $20.73 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- F3The options vested in five equal annual installments beginning on August 12, 2007.