SEC Form 4 · accession 0001237685-18-000004
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giovanni Barbarossa
Officer — CTO
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 9:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | A | 7,104 | $0.00 | A | 66,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $49.90 | Aug 28, 2018 | A | 17,760 | A | — | Aug 28, 2028 | Common Stock | 17,760 | 17,760 | D |
Explanation of responses
- F1These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019.
- F2Thse options will vest in four equal annual installments beginning on August 28, 2019.