SEC Form 4 · accession 0001222114-18-000001
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Corasanti
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2018 | M | 23,000 | $10.04 | A | 73,026 | D | |
| Common Stock | Aug 9, 2018 | M | 7,000 | $12.075 | A | 80,026 | D | |
| Common StockF2 | Aug 9, 2018 | S | 30,000 | $44.7704 | D | 50,026 | D | |
| Common Stock | Aug 10, 2018 | M | 10,120 | $12.075 | A | 60,146 | D | |
| Common StockF3 | Aug 10, 2018 | S | 7,120 | $45.0712 | D | 53,026 | D | |
| Common Stock | Aug 10, 2018 | S | 3,000 | $45.5435 | D | 50,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $10.04 | Aug 9, 2018 | M | 23,000 | D | — | Feb 7, 2019 | Common Stock | 23,000 | 0 | D |
| Option (Right to Buy)F6,F7 | $12.075 | Aug 9, 2018 | M | 7,000 | D | — | Aug 15, 2019 | Common Stock | 7,000 | 10,120 | D |
| Option (Right to Buy)F6,F7 | $12.075 | Aug 10, 2018 | M | 10,120 | D | — | Aug 15, 2019 | Common Stock | 10,120 | 0 | D |
Explanation of responses
- F1The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 9,000 additional shares that previously were inadvertently omitted in the amount of securities beneficially owned by the reporting person.
- F2Represents the weighted average of multiple sale transactions ranging in price from $44.7019 to $44.8013. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F3Represents the weighted average of multiple sale transactions ranging in price from $44.5000 to $45.2903. The reported person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F4The grant of these options previously was reported as covering 11,500 shares at an exercise price of $20.08 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- F5These options vested in five equal annual installments beginning on February 7, 2010.
- F6The grant of these options previously was reported as covering 8,560 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- F7These options vested in five equal annual installments beginning on August 15, 2010.