SEC Form 4 · accession 0001209191-15-082017
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J Kramer
Officer — Chairman and CEO · Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2015 | A | 34,380 | $0.00 | A | 538,577 | D | |
| Common StockF3 | holding | — | — | — | 285,401 | I | By Spousal Limited Access Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on November 20, 2018.
- F2The reporting person's prior Form 4 filed August 18, 2015 understated the number of shares owned by seven (7) shares, due to a rounding error. The amount reflected in this column has been adjusted to correct this rounding error.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.