SEC Form 4 · accession 0001209191-15-066573
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard H. Xia
Director
Period of report
Aug 15, 2015
Accepted (ET)
Aug 18, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2015 | A | 4,485 | $17.84 | A | 27,300 | D | |
| Common StockF2 | holding | — | — | — | 4,000 | I | Xia Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F3 | $17.84 | Aug 15, 2015 | A | 8,970 | A | — | Aug 15, 2025 | Common Stock | 8,970 | 8,970 | D |
Explanation of responses
- F1Restricted stock award granted to reporting person under the Issuer's Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 15, 2018.
- F2The reporting person disclaims beneficial ownership of shares held by the Xia Family Trust except to the extent of his pecuniary interest therein.
- F3This option vests in 5 equal annual installments beginning on August 15, 2016.