SEC Form 4 · accession 0001191458-19-000001
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J Kramer
Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | F | 1,402 | $42.48 | D | 162,647 | D | |
| Common StockF2,F3 | holding | — | — | — | 137,157 | I | By GRATs | |
| Common StockF3 | holding | — | — | — | 285,401 | I | By Spousal Limited Access Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
- F2Includes 47,500 shares previously held directly that were contributed to a new grantor retained annuity trust and now are beneficially owned indirectly.
- F3The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.