SEC Form 4 · accession 0001191458-18-000002
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J Kramer
Director
Period of report
Mar 2, 2017
Accepted (ET)
Aug 17, 2018 · 8:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2017 | F | 25,000 | $35.35 | D | 365,108 | D | |
| Common StockF1 | Mar 2, 2018 | F | 2,208 | $38.10 | D | 242,201 | D | |
| Common StockF3 | Aug 15, 2018 | A | 13,996 | $0.00 | A | 230,976 | D | |
| Common StockF1 | Aug 15, 2018 | F | 6,086 | $45.65 | D | 224,890 | D | |
| Common StockF4 | holding | — | — | — | 285,401 | I | By Spousal Limited Access Trust | |
| Common StockF4 | holding | — | — | — | 89,657 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
- F2The total number of securities beneficially owned has been adjusted to reflect beneficial ownership of 47 fewer shares that previously were inadvertently included in the amount of securities beneficially owned by the reporting person in prior reports.
- F3Represents shares issued upon payout of Performance Share Awards granted in August 2015.
- F4The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.