SEC Form 4 · accession 0001191458-17-000006
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J Kramer
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 9:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2017 | A | 39,421 | $0.00 | A | 369,198 | D | |
| Common StockF3 | Aug 15, 2017 | F | 12,412 | $36.60 | D | 356,786 | D | |
| Common StockF4 | holding | — | — | — | 285,401 | I | By Spousal Limited Access Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015.
- F2The total amount of securities beneficially owned has been adjusted to reflect the inadvertent inclusion of 50 additional shares in the amount of securities beneficially owned by the reporting person following the transactions reported in the Form 4 for the reporting person filed on July 25, 2017.
- F3These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
- F4The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.