SEC Form 4 · accession 0001140361-16-059514
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy F Dicicco
Director
Period of report
Mar 30, 2016
Accepted (ET)
Mar 30, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 2,000 | $15.98 | A | 33,250 | D | |
| Common StockF1 | Mar 30, 2016 | S | 2,000 | $21.157 | D | 31,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F2 | $15.98 | Mar 30, 2016 | M | 2,000 | D | — | Feb 10, 2017 | Common Stock | 2,000 | 11,400 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $21.15 to $21.1574. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The option vested in 5 equal annual installments beginning on February 10, 2008.