SEC Form 4 · accession 0000820318-17-000002
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy F Dicicco
Director
Period of report
Apr 28, 2017
Accepted (ET)
Apr 28, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 2,500 | $15.415 | A | 33,046 | D | |
| Common StockF2 | Apr 28, 2017 | S | 2,500 | $33.188 | D | 30,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $15.415 | Apr 28, 2017 | M | 2,500 | D | — | Feb 9, 2018 | Common Stock | 2,500 | 17,500 | D |
Explanation of responses
- F1The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017.
- F2Represents the weighted average of multiple sale transactions ranging in price from $32.8500 to $33.5000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F3The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- F4These options vested in five equal annual installments beginning on February 9, 2009.