SEC Form 4 · accession 0000820318-16-000042
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy F Dicicco
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | M | 4,000 | $15.98 | A | 38,946 | D | |
| Common StockF1 | Sep 8, 2016 | S | 4,000 | $22.2999 | D | 34,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $15.98 | Sep 8, 2016 | M | 4,000 | D | — | Feb 10, 2017 | Common Stock | 4,000 | 7,400 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $22.0772 to $22.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The option vested in 5 equal annual installments beginning on February 10, 2008.