SEC Form 4 · accession 0000820318-16-000035
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giovanni Barbarossa
Officer — CTO
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2016 | A | 8,702 | $0.00 | A | 45,054 | D | |
| Common StockF2 | Aug 16, 2016 | F | 4,010 | $21.34 | D | 41,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issued upon payout of the Performance Share Awards granted in August 2014 under the Amended and Restated 2012 Omnibus Incentive Plan.
- F2These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.