SEC Form 4 · accession 0000820318-15-000018
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Mistler
Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 3, 2015 | M | 8,800 | $8.92 | A | 27,450 | D | |
| COMMON STOCKF1 | Nov 3, 2015 | S | 8,800 | $18.2254 | D | 18,650 | D | |
| COMMON STOCKF2 | holding | — | — | — | 1,269,772 | I | By Limited Partnerships | |
| COMMON STOCKF2 | holding | — | — | — | 361,296 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION (RIGHT TO BUY)F3 | $8.92 | Nov 3, 2015 | M | 8,800 | D | — | Feb 11, 2016 | COMMON STOCK | 8,800 | 16,000 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $18.20 to $18.2456. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnership except to the extent of his pecuniary interest therein.
- F3The option vested in 5 equal annual installments beginning on February 10, 2007.