SEC Form 4 · accession 0000820318-15-000017
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Y E Pelaez
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 30, 2015 | M | 24,800 | $8.92 | A | 57,389 | D | |
| COMMON STOCKF1 | Oct 30, 2015 | S | 17,840 | $18.0758 | D | 39,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION (RIGHT TO BUY)F2 | $8.92 | Oct 30, 2015 | M | 24,800 | D | — | Feb 11, 2016 | COMMON STOCK | 24,800 | 0 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transctions ranging in price from $18.00 to $18.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The option vested in 5 equal annual installments beginning on February 10, 2007.