SEC Form 4 · accession 0000820318-15-000016
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Mattera Jr.
Officer — President & COO · Director
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2015 | M | 12,000 | $8.795 | A | 178,826 | D | |
| Common StockF1 | Sep 8, 2015 | S | 10,000 | $16.9028 | D | 168,826 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F2 | $8.795 | Sep 8, 2015 | M | 12,000 | D | — | Sep 19, 2015 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average of multiple sales transactions ranging in price from $16.90 to $16.96. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F2The option vested in 5 equal annual installments beginning on 9/19/2006.